Senior Compliance Analyst
In her role as Senior Compliance Analyst, Tasha performs audits and compliance-related analysis for Network Advisors. Tasha joined The Network in 2021 as an auditor for SWAG Advisors, and today works closely with Compliance Leadership to tackle regulatory issues and strategies. Additionally, Tasha has a decade of experience in the financial services industry as a Licensed Administrative Assistant and Branch Examiner for LPL Financial.
Tasha lives in Nevada with her husband, two sons, and a chihuahua named Taco she “time-shares” with her in-laws. In her free time, she enjoys reading, traveling, and hiking.
- FINRA Series 7: General Securities Representative Examination held through LPL Financial
- FINRA Series 63: Uniform Securities State Law Examination held through LPL Financial
- FINRA Series 66: NASAA Uniform Combined State Law Examination held through Strategic Wealth Advisors Group, and LPL Financial