Upcoming Events

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January Portfolio Consulting Speaker Series

January 20, 2021 11:00 am - 11:00 am
We are excited to announce that Cathie Wood, Founder, CEO & CIO of Ark Invest, will be joining Jeremy and the Portfolio Consulting team to kick off our 2021 call series. During this fireside chat, Cathie and Jeremy will discuss opportunities driven by disruptive technology as well as COVID-19 and ... Read More

Quarterly Compliance Essentials Webinar

February 3, 2021 12:00 pm - 1:00 pm
Join us for our quarterly webinar focused on continuing education around Compliance Operations key topics. Stay abreast of hot topics like common audit findings that result in deficiencies, IRA Rollovers, annuity orders, and general compliance updates. During this interactive 1 hour call, our Compliance team will share case studies and ... Read More

Focus on Mergers & Acquisitions Webinar Part 2

February 4, 2021 2:00 pm - 2:45 pm
Please join us for a follow up to our recent Webinar: Focus on Mergers and Acquisitions. If the January Webinar inspired you to consider M&A activity for 2021, you will want to join Robert Boeche as he speaks to the contractual side of the M&A deal. Agenda items will include: ... Read More

February Strategic Wealth Advisors Group Monthly Compliance Call

February 10, 2021 1:00 pm - 1:45 pm
We ask that our Strategic Wealth Advisors Group Advisors and Administrative/Operational Staff join us for a monthly compliance call that covers the following topics: 1) Best practices for Investment Advisory Representatives 2) Updates to Policies and Procedures 3) Quarterly Requests 4) Reminders of events Attendance for this call is mandatory ... Read More

The Digitally Engaged Financial Professional Webinar

February 18, 2021 1:30 pm - 2:00 pm
As we continue to focus on delivering content that is meaningful and relevant to your practice, during the first half of 2021, we will be concentrating on excelling in this new age of virtual engagement. Most business owner surveys state that they feel we will not revert back to a ... Read More

February Portfolio Consulting Speaker Series

February 25, 2021 1:00 pm - 2:00 pm
Please join us for a 2021 Market Outlook by Emily Roland, CIMA, Co-Chief Investment Strategist at John Hancock Investments. *Register via the Website button above.

March Strategic Wealth Advisors Group Monthly Compliance Call

March 10, 2021 1:00 pm - 1:45 pm
We ask that our Strategic Wealth Advisors Group Advisors and Administrative/Operational Staff join us for a monthly compliance call that covers the following topics: 1) Best practices for Investment Advisory Representatives 2) Updates to Policies and Procedures 3) Quarterly Requests 4) Reminders of events Attendance for this call is mandatory ... Read More

The Power of Non Verbal Communication

March 10, 2021 1:15 pm - 2:15 pm
Joe Navarro, a world-renowned expert on the applied use of nonverbal communication, will provide crucial insights into how to master nonverbal intelligence to assess and influence others. Drawing on his decades of experience studying human behavior and 25 years in the FBI, Joe will take a fresh look at nonverbal ... Read More

Organic Growth in a Virtual World Part 1

March 17, 2021 1:30 pm - 2:15 pm
The current environment demands a shift in the way we engage with clients. This two-part workshop with Rob Montella, VP – Senior Strategist at Goldman Sachs, will provide actionable ideas and best practices for growing organically in a virtual world. *Register once for both parts of the series via the ... Read More

Organic Growth in a Virtual World Part 2

April 7, 2021 1:30 pm - 2:15 pm
The current environment demands a shift in the way we engage with clients. This two-part workshop with Rob Montella, VP – Senior Strategist at Goldman Sachs, will provide actionable ideas and best practices for growing organically in a virtual world. *Register once for both parts of the series via the ... Read More

April Strategic Wealth Advisors Group Monthly Compliance Call

April 14, 2021 1:00 pm - 1:45 pm
We ask that our Strategic Wealth Advisors Group Advisors and Administrative/Operational Staff join us for a monthly compliance call that covers the following topics: 1) Best practices for Investment Advisory Representatives 2) Updates to Policies and Procedures 3) Quarterly Requests 4) Reminders of events Attendance for this call is mandatory ... Read More

Quarterly Compliance Essentials Webinar

May 5, 2021 12:00 pm - 1:00 pm
Join us for our quarterly webinar focused on continuing education around Compliance Operations key topics. Stay abreast of hot topics like common audit findings that result in deficiencies, IRA Rollovers, annuity orders, and general compliance updates. During this interactive 1 hour call, our Compliance team will share case studies and ... Read More

Quarterly Compliance Essentials Webinar

August 4, 2021 12:00 pm - 1:00 pm
Join us for our quarterly webinar focused on continuing education around Compliance Operations key topics. Stay abreast of hot topics like common audit findings that result in deficiencies, IRA Rollovers, annuity orders, and general compliance updates. During this interactive 1 hour call, our Compliance team will share case studies and ... Read More

Quarterly Compliance Essentials Webinar

November 3, 2021 12:00 pm - 1:00 pm
Join us for our quarterly webinar focused on continuing education around Compliance Operations key topics. Stay abreast of hot topics like common audit findings that result in deficiencies, IRA Rollovers, annuity orders, and general compliance updates. During this interactive 1 hour call, our Compliance team will share case studies and ... Read More