Webinar: Quarterly Compliance Essentials Call

November 4, 2020 12:00 pm - 1:00 pm

Virtual - GotoWebinar

Organizer: The Financial Services Network l.abais@fsnweb.com
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Join us for our quarterly webinar focused on continuing education around Compliance Operations key topics. Stay abreast of hot topics like common audit findings that result in deficiencies, IRA Rollovers, annuity orders, and general compliance updates. During this interactive 1 hour call, our Compliance team will share case studies and critical information to help you keep your operations compliant. If you would like to hear about a specific topic or question, please reach out to your Compliance Supervisor, in advance of the call, and we may incorporate in to our agenda.