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LPL Financial Welcomes Burns, Toussaint & Associates

LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that financial advisors Wesley Burns and Antoine Toussaint have joined LPL Financial’s broker-dealer and corporate registered investment advisor (RIA) platforms, aligning with The Financial Services Network, an existing LPL large enterprise. The advisors reported having served approximately $180 million in brokerage […]

The Financial Services Network Energizes Portfolio Team with Orion Tech

The Financial Services Network (The Network), a leading LPL Financial Enterprise Office, announced today that they will be partnering with Orion Advisor Technology, LLC (“Orion”), a division of Orion Advisor Solutions and the premier provider of financial advisor technology and investment solutions, to support the organization’s Portfolio Consulting services arm. The Portfolio Consulting team offers […]

LPL Financial Welcomes Financial Advisor Stacey Williams

CHARLOTTE, N.C. – Dec. 23, 2019 – LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that financial advisor Stacey Williams has joined LPL Financial’s broker-dealer and corporate registered investment advisor (RIA) platforms, aligning with The Financial Services Network, an existing LPL firm. She reported having served approximately $160 million in […]

Modern Practice Management, Pt. 2: Why Small RIAs Are Stranded When Succession Planning

While the conversation of legacy planning is common for financial advisors, the primary focus is with clients around their personal financial planning goals.  Unfortunately, it is too frequent that advisors overlook and put off their own personal legacy and succession planning needs. According to The FA Insight Study of Advisory Firms: People and Pay, 34% […]

LPL-Aligned Firm Nabs FA Team from Royal Alliance

A pair of advisors previously affiliated with Royal Alliance in California have joined a firm aligned with LPL Financial, LPL says. Antioch, Calif.-based Pacific Pension & Benefit Services, including financial advisors Michael Kennedy and Christopher Bott, has joined LPL’s broker-dealer and corporate RIA platforms, aligning with the Financial Services Network, which offers securities through LPL, according to a press release from LPL. The […]