Month: July 2018

The Network recruits $245m team from Cetera, adds Wilshire research

Andrew Jones, CityWire USA  19 July 2018, 13:39 The Financial Services Network (The Network), an OSJ of LPL Financial, has taken on a new firm and partnered with Wilshire Funds Management. The Financial Services Network (The Network), an office of supervisory jurisdiction (OSJ) office of LPL Financial, recently added California-based RIA Paradise Asset Management Group to its […]

Newly launched California RIA joins LPL Financial

Andrew Jones, CityWire USA  12 July 2018, 14:26 Happiness Wealth Management, led by ex-Merrill Lynch Advisor Mike Duffy, has joined LPL Financial’s broker-dealer and RIA platform. San Carlos, California-based RIA Happiness Wealth Management has joined LPL Financial’s broker-dealer and hybrid RIA platform.The firm, which was founded by chief executive Mike Duffy in March, focuses on financial […]